Inadequate record keeping of claimant interactions
Department for Work and Pensions received 2 coroners' reports about this hazard between 12 Feb 2021 and 18 Nov 2024.
They came from 2 different coroners in 2 coroner areas. A similar concern was raised again 1 time after the first warning.
A published response was found for 1 of the 1 earlier reports, stating 6 specific actions.
The story, report by report
Spacing grows with the time between reports.
“Records of calls handled were very brief and, at times, inaccurate.”
Original on judiciary.uk ↗ Department for Work and Pensions responded, stating 5 specific actions.Response (PDF) ↗
“From 1 April 2021 all new entrants handling PIP and Employment Support Allowance ("ESA";”
Stated timescale: 1 April 2021
“issued internal communications to all staff working on PIP and ESA early in March 2021 to reinforce the importance of recording notes on the appropriate computer systems and remind them that all colleagues are required to ensure that notes: a. are made following all interactions with customers or third parties where an accurate record of it is needed, and b. are an accurate and factual account of the conversation, including both any action agreed or taken, and the full reasons for decisions made”
Stated timescale: March 2021
3 more stated actions in the Promises tab.
- 3 years 9 months laterClosely relatedConfidence 0.90 · higha different coroner
“I am also concerned that the DWP currently has no ability to effectively audit its large payments caseload to ascertain whether the failure in record keeping evident in the present case has occurred in other cases.”
Original on judiciary.uk ↗ Department for Work and Pensions responded, stating 1 specific action.Response (PDF) ↗
“The department is reviewing the Making Large Payments guidance within Working Age, with a view to mandating that any calls made, and any agreements reached, be recorded on the DWP systems, and that any related documents are stored in the digital repository.”
- All reports to Department for Work and Pensions
Each row is one judged link between an earlier and a later report. Open a row to read both quotes, found word for word in the originals.
2021 → 2024Richard Brookes3 years 9 months after Philippa Day · different coronerClosely relatedConfidence 0.90 · high
Closely relatedConfidence 0.90 · highBoth reports highlight inadequate record‑keeping of interactions with claimants, which hampers accurate decision‑making and oversight.
Philippa Day · 12 Feb 2021
“Records of calls handled were very brief and, at times, inaccurate.”
Original on judiciary.uk ↗ Richard Brookes · 18 Nov 2024
“I am also concerned that the DWP currently has no ability to effectively audit its large payments caseload to ascertain whether the failure in record keeping evident in the present case has occurred in other cases.”
Original on judiciary.uk ↗ Stated action in the response to the earlier report
“issued internal communications to all staff working on PIP and ESA early in March 2021 to reinforce the importance of recording notes on the appropriate computer systems and remind them that all colleagues are required to ensure that notes: a. are made following all interactions with customers or third parties where an accurate record of it is needed, and b. are an accurate and factual account of the conversation, including both any action agreed or taken, and the full reasons for decisions made”
Stated action · timescale: 1 April 2021
“From 1 April 2021 all new entrants handling PIP and Employment Support Allowance ("ESA";”
Stated action · timescale: March 2021
“issued internal communications to all staff working on PIP and ESA early in March 2021 to reinforce the importance of recording notes on the appropriate computer systems and remind them that all colleagues are required to ensure that notes: a. are made following all interactions with customers or third parties where an accurate record of it is needed, and b. are an accurate and factual account of the conversation, including both any action agreed or taken, and the full reasons for decisions made”
Stated action · timescale: end of Summer 2021
“also plan to add a new section, about recording notes on the PIP computer system, to the instructions that colleagues working on PIP claims use for guidance. We expect both of these actions to be completed by the end of Summer 2021.”
Stated action · timescale: March 2021
“Quality checkers will now deem only notes that meet the standards outlined in the best-practice guides to have complied with ESA processes”
Stated action · timescale: July 2019
“From July 2019 we began rolling out further training, on mental health, behaviour and relationships. This enables colleagues to recognise the effect of their personal impact on people with mental health conditions, and to respond appropriately to unexpected customer behaviour and identify a claimant's ability to proceed with a call or a face-to-face meeting”
Stated action
“The department is reviewing the Making Large Payments guidance within Working Age, with a view to mandating that any calls made, and any agreements reached, be recorded on the DWP systems, and that any related documents are stored in the digital repository.”
- Each report's concerns were extracted by Nemotron 3 Nano on Nebius Token Factory, each with a quote copied from the report.
- Concerns from reports to Department for Work and Pensions at least six months apart were compared by meaning (Qwen3 embeddings) and wording (TF-IDF).
- The closest pairs were judged by Nemotron 3 Super with reasoning on. Only identical or closely related, with confidence of at least 0.70, are shown.
- Every quote was checked by code as an exact substring of the original text. Names of staff and family are redacted, and the deceased are named by report title only.
| Link | Meaning | Wording | Judge | Coroner |
|---|---|---|---|---|
| 2021 → 2024 | 0.62 | 0.00 | Closely related · 0.90 | different |
Judge model: nvidia/nemotron-3-super-120b-a12b. How Nemotron did the work · Full methodology.
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This shows that a similar concern was raised again after an earlier report. It does not say why, and it is not a finding about any organisation or person. To report an error, see the corrections route.